Regulatory Alerts1989-01-01
Stock Exchange (Register of Interests in Securities) Rules 1989
The Stock Exchange Commission mandates relevant persons, including investment dealers and exchange staff, to maintain a designated register of their securities interests. Entries must be recorded within three days for transactions occurring after September 21, 1989, and within fifteen days of the rules' publication for earlier transactions. The Commission maintains these registers on-site using a standardized schedule that captures security details, transaction dates, parties involved, and financial consideration.
1 The text below is an internet version of the Rules made by the Stock Exchange Commission under the repealed Stock Exchange Act 1988 and is for information purpose only. Whilst reasonable care has been taken to ensure its accuracy, the authoritative version is the one published in the Government Gazette of Mauritius. STOCK EXCHANGE (REGISTER OF INTERESTS IN SECURITIES ) RULES 1989 GN 155/89 - Section 56 - 16 September 1989
- These Rules may be cited as the Stock Exchange (Register of Interests in Securities) Rules
- In these Rules-
“Act” means the Securities Act 2005; “relevant person” means- (a) an investment dealer; (b) a representative of an investment dealer; (c) an officer or employee of an investment dealer; (d) an officer or member of staff of a securities exchange. 3. (1) Every relevant person shall- (a) maintain a register in the form specified in the Schedule; and (b) enter therein any interest he has in any securities. (2) Every entry shall be made- (a) with regard to any securities acquired or disposed of after the 21 September 1989 within 3 days of such acqusition or disposal (b) with regard to any securities acquired or disposed of before 21 September 1989, within 15 days of the publication of these regulations. 4. (1) The register specified in rule 3 shall be kept at the Commission in such manner as the Commission may think fit. (1) The Commission shall provide reasonable facilities to enable the relevant person to make the necessary entries as specified in rule 3.
2 Schedule (rule 3) Register of Interests in Securities Full name..............................................................................…..................................................... Name of Investment Dealer…….................................................................................................. Relevant Occupation / Position.................................................................................................... Particulars for each Security Type of Security Issued by No. of Securities Date acquired Person acquired from Consideration Paid Date disposed of Person acquiring Securities Consideration Obtained Investment Dealer through which transaction took place