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2019-05-02

Amendments to Policy Statement 11-201 Respecting Electronic Delivery of Documents

Canadian securities regulators have amended Policy Statement 11-201 to streamline the electronic delivery of documents. The revisions repeal specific paragraphs in Sections 3.1 and 3.3 while replacing outdated phrasing to remove redundant references to the SEDAR system. These updates clarify filing obligations for market participants and modernize the policy's delivery framework without altering its substantive requirements.

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Canada

Autorite des marches financiers Quebec

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AMENDMENTS TO POLICY STATEMENT 11-201 RESPECTING ELECTRONIC DELIVERY OF DOCUMENTS

  1. Section 3.1 of Policy Statement 11-201 respecting Electronic Delivery of Documents is amended: (1) by repealing paragraph (1); (2) by replacing, in paragraph (2), the words “As with documents filed under SEDAR, documents” with the word “Documents”.
  2. Section 3.3 of the Policy Statement is amended: (1) by repealing paragraph (5); (2) by deleting, in paragraph (6), “, such as SEDAR,”.
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