Regulatory Alerts2019-01-01
Securities and Exchange Commission (Amendment) Regulations, 2019
The Minister responsible for Finance, on the recommendation of the Securities and Exchange Commission, issued these 2019 regulations to amend the principal Securities and Exchange Commission Regulations of 2003. The amendments specifically revoke regulations three through nineteen, schedules one through three, and designated subregulations across multiple articles. Enacted under section 215 of the Securities Industry Act, these changes streamline existing compliance requirements and officially entered into force on November 21, 2019.
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