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2019-01-01

Securities and Exchange Commission (Amendment) Regulations, 2019

The Minister responsible for Finance, on the recommendation of the Securities and Exchange Commission, issued these 2019 regulations to amend the principal Securities and Exchange Commission Regulations of 2003. The amendments specifically revoke regulations three through nineteen, schedules one through three, and designated subregulations across multiple articles. Enacted under section 215 of the Securities Industry Act, these changes streamline existing compliance requirements and officially entered into force on November 21, 2019.

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L.I. 2387

SECURITIES AND EXCHANGE COMMISSION (AMENDMENT) REGULATIONS, 2019

ARRANGEMENT OF REGULATIONS

Regulation

  1. Regulations 3 to 19 of L.I. 1728 revoked
  2. Regulation 20 of L.I. 1728 amended
  3. Regulation 21 of L.I. 1728 amended
  4. Regulations 22 and 23 of L.I. 1728 revoked
  5. Regulation 24 of L.I. 1728 amended
  6. Regulation 51 of L.I. 1728 amended
  7. Schedules 1 to 3 of L.I. 1728 revoked

L.I. 2387 2

SECURITIES AND EXCHANGE COMMISSION (AMENDMENT) REGULATIONS, 2019

IN exercise of the power conferred on the Minister responsible for Finance by section 215 of the Securities Industry Act, 2016 (Act 929), and on the recommendation of the Securities and Exchange Commission, these Regulations are made this 31st day of July, 2019.

Regulations 3 to 19 of L.I. 1728 revoked

  1. The Securities and Exchange Commission Regulations, 2003 (L.I. 1728), referred to in these Regulations as the principal enactment, is amended by the revocation of regulations 3 to 19.

Regulation 20 of L.I. 1728 amended 2. The principal enactment is amended in regulation 20 by the revocation of subregulation (2).

Regulation 21 of L.I. 1728 amended 3. The principal enactment is amended in regulation 21 by the revocation of subregulations (3) and (7).

Regulations 22 and 23 of L.I. 1728 revoked 4. The principal enactment is amended by the revocation of regulations 22 and 23.

Regulation 24 of L.I. 1728 amended 5. The principal enactment is amended in regulation 24 by the revocation of subregulation (1).

Regulation 51 of L.I. 1728 amended 6. The principal enactment is amended in regulation 51 by the revocation of subregulation (4).

Schedules 1 to 3 of L.I. 1728 revoked 7. The principal enactment is amended by the revocation of Schedules 1 to 3.

KEN OFORI-ATTA Minister responsible for Finance

3 L.I. 2387

SECURITIES AND EXCHANGE COMMISSION (AMENDMENT) REGULATIONS, 2019

Date of Gazette notification: 1st August, 2019.

Entry into force: 21st November, 2019.

GHANA PUBLISHING COMPANY LTD., ASSEMBLY PRESS, ACCRA. GPCL/A1172/1,150/12/2019 Website: www.ghanapublishing.com E-mail: info@ghanapublishing.com

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