Regulatory Alerts2022-09-27
Draft Regulation to Amend Regulation 41-101 Respecting General Prospectus Requirements
The securities regulator amends Regulation 41-101 to update disclosure requirements for scholarship plans and exchange-traded funds. The changes mandate specific wording in the 'For more information' sections of Form 41-101F3 and Form 41-101F4 to guide investors on accessing financial statements and management reports. Additionally, issuers are required to provide comprehensive contact details, including names, addresses, and websites, for the managers of these investment products.
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