Regulatory Alerts2025-06-19
Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
The regulator amends Regulation 81-101 respecting Mutual Fund Prospectus Disclosure to replace references to Aequitas with Cboe Canada Inc. within the definition of personal information form. This update introduces a new definition for the Cboe personal information form while striking out the previous Aequitas-specific definition. The regulation comes into force on September 19, 2025, with a delayed effective date provision for Saskatchewan filings.
REGULATION TO AMEND REGULATION 81-101 RESPECTING MUTUAL FUND PROSPECTUS DISCLOSURE Securities Act (chapter V-1.1, s. 331.1, par. (34))
- Section 1.1 of Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (chapter V-1.1, r. 38) is amended: (1) by striking out the definition of “Aequitas personal information form”. (2) by inserting, after the definition of “business day”, of the following: ““Cboe personal information form” means a personal information form for an individual pursuant to Cboe Canada Inc. Form 3, as amended from time to time;”; (3) by replacing, in paragraph (c) of the definition of “personal information form”, “Aequitas personal information form” by “Cboe personal information form” and “Aequitas NEO Exchange Inc.” by “Cboe Canada Inc.”. Effective Date
- (1) This Regulation comes into force on 19 September 2025. (2) In Saskatchewan, despite paragraph (1), if this Regulation is filed with the Registrar of Regulations after 19 September 2025, this Regulation comes into force on the day on which it is filed with the Registrar of Regulations.
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