Regulatory Alerts2026-01-28 | 2026-01712Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Correction
The Commodity Futures Trading Commission issued a correcting amendment to rectify a technical error in a December 2025 final rule regarding business conduct and swap documentation requirements for swap dealers and major swap participants. This correction restores Appendix A to Subpart H of 17 CFR Part 23, which provides guidance on suitability and best interests duties, to prevent its unintended removal from the Code of Federal Regulations. The amendment ensures the appendix remains in effect without altering its substantive content or imposing new regulatory requirements.
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