Regulatory AlertsDOC-2009-29 Q&A on the Verification of Minimum Knowledge Levels for Market Participants
The Autorité des marchés financiers (AMF) issued this document to clarify the verification of minimum knowledge levels for market participants. It addresses organizational rules for investment service providers and professional certification requirements. The guidance is applicable as of January 1, 2026.
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III - Service Providers III. 1 - Investment Service Providers III. 1.2. Organizational Rules Doctrine Professional Certification
Q&A on the Verification of Minimum Knowledge Levels for Market Participants
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Applicable from January 1, 2026 Position DOC-2009-29
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Download the doctrine Legal notices: Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02