RegAlert2009-01-01
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DOC-2009-29 Q&A on the Verification of Minimum Knowledge Levels for Market Participants
The Autorité des marchés financiers (AMF) issued this document to clarify the verification of minimum knowledge levels for market participants. It addresses organizational rules for investment service providers and professional certification requirements. The guidance is applicable as of January 1, 2026.
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III - Service Providers
III. 1 - Investment Service Providers
III. 1.2. Organizational Rules
Doctrine
Professional Certification
Q&A on the Verification of Minimum Knowledge Levels for Market Participants
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Applicable from January 1, 2026 Position DOC-2009-29
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Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02
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Source: Autorite des Marches Financiers — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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