Regulatory Alerts2017-02-16
Investors Alert: The Securities and Exchange Commission (SEC) Lifts Suspension of Heritage Capital Markets Ltd
The Securities and Exchange Commission (SEC) lifted the suspension of Heritage Capital Markets Ltd, its Directors, and Sponsored Individuals on February 1, 2017. This regulatory action restores the operational status of all affected parties following their prior market restrictions. Management formally executed and filed the order to confirm compliance with applicable securities regulations.
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