Regulatory Alerts2025-09-19
Regulation 71-102 Respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
The regulation outlines specific filing and sending requirements, ensuring that documents filed with the SEC or foreign regulatory authorities are simultaneously or promptly filed in Canada and distributed to Canadian securityholders. It details how SEC foreign issuers can meet requirements for material change reporting, financial statements, AIFs, MD&A, and business acquisition reports by adhering to U.S. standards and filing corresponding documents. Additionally, it addresses proxy solicitation, voting results, news releases, early warning reports, and insider reporting, often exempting SEC foreign issuers from certain Canadian rules if they comply with equivalent U.S. regulations.
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