Regulatory Alerts2024-08-22
Commonwealth of Pennsylvania Department of Banking and Securities Consent Agreement and Order Regarding Lasting Legacy Wealth Management LLC
The Pennsylvania Department of Banking and Securities issued a Consent Agreement and Order against Lasting Legacy Wealth Management LLC for operating as an unregistered investment advisor in violation of the Pennsylvania Securities Act of 1972. The firm is required to pay a $10,000 administrative assessment within thirty days and must comply with all relevant state securities regulations. By entering this agreement, Lasting Legacy Wealth Management LLC waives its right to a hearing or appeal and agrees to be legally bound by the order's terms.
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