2021-10-21

Draft Amendments to Companion Policy 81-105: Mutual Fund Sales Practices

The regulator has issued draft amendments to Companion Policy 81-105 regarding mutual fund sales practices. These amendments specifically repeal Section 4.1.2 of the existing policy. This action removes the regulatory guidance previously contained in that section.

Canada

Autorite des marches financiers Quebec

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AMENDMENTS TO COMPANION POLICY 81-105: MUTUAL FUND SALES PRACTICES

1. Section 4.1.2 of Companion Policy 81-105: Mutual Fund Sales Practices is repealed.