Regulatory Alerts2025-06-16 | RG-148RG 148 Platforms that are managed investment schemes and nominee and custody services
The Australian Securities and Investments Commission issued this guide to regulate platform operators, issuers, advisers, and providers of nominee and custody services. It outlines the regulatory objectives and operational requirements for these entities, including specific disclosure obligations for managed investment schemes and IDPS-like structures. The document further details the duties of financial product advisers and issuers regarding investments acquired through platforms or custody services.
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