Regulatory Alerts2023-06-09
CSA Staff Notice 45-308 (Revised): Guidance for Preparing and Filing Reports of Exempt Distribution under Regulation 45-106
The Canadian Securities Administrators issued revised guidance to assist issuers and underwriters in preparing and filing reports of exempt distribution on Form 45-106F1. This update primarily reflects the implementation of the National Systems Renewal Program by replacing references to SEDAR with SEDAR+ and providing specific filing instructions for the new platform. The notice also details compliance requirements regarding filing deadlines, fee payments, purchaser identification, and certification procedures to ensure accurate reporting across Canadian jurisdictions.
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