Regulatory Alerts2016-12-27
Regulations Repealing FFFS 2005:9 on Investment Recommendations and Conflict of Interest Management
Finansinspektionen has repealed its previous regulations and general guidelines (FFFS 2005:9) governing investment recommendations directed to the general public and the management of conflicts of interest. The repeal officially takes effect on 1 February 2017, removing the prior regulatory framework for these financial advisory activities. This legislative update was formally decided on 21 December 2016 and published in the regulator's official gazette as FFFS 2016:34.
Finansinspektionens författningssamling Publisher: Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished for information purposes only and is not itself a legal document. 1 Regulations repealing Finansinspektionen’s regulations and general guidelines (FFFS 2005:9) regarding investment recommendations directed to the general public and the management of conflicts of interest; decided 21 December 2016. Finansinspektionen prescribes pursuant to Chapter 4, section 15 of the Financial Instruments Trading Ordinance (2007:375) that Finansinspektionen’s regulations and general guidelines (FFFS 2005:9) regarding investment recommendations directed to the general public and the management of conflicts of interest shall be repealed as of 1 February 2017. ERIK THEDÉEN
Nanny Hiort FFFS 2016:34 Published on 28 December 2016