Regulatory Alerts1991-01-22
CVM Resolution 35
CVM Resolution 35 establishes the norms and procedures to be observed in the intermediation of securities transactions conducted in regulated securities markets. It revokes Deliberação CVM No. 105 and multiple subsequent CVM Instructions (Nos. 51, 333, 505, 526, 581, 612, and 618) that previously governed these activities. The regulation has been amended by Resolutions 134/22, 179/23, and 209/24.
CVM Resolution 35
Wed May 26 10:00:00 BRT 2021
Establishes norms and procedures to be observed in the intermediation of transactions carried out with securities in regulated securities markets and revokes Deliberação CVM No. 105, of January 22, 1991, and CVM Instructions No. 51, of June 9, 1986, CVM No. 333, of April 6, 2000, CVM No. 505, of September 27, 2011, CVM Instruction No. 526, of September 21, 2012; CVM Instruction No. 581, of September 29, 2016; CVM Instruction No. 612, of August 21, 2019; and CVM Instruction No. 618, of January 28, 2020.
(Published in the DOU on 27.05.2021)
CVM Resolution 35 (consolidated text)
CVM Resolution 35 (consolidated text) [DOC]
CVM Resolution 35 (original wording)
AMENDED by Resolutions 134/22, 179/23 and 209/24.