Regulatory Alerts2025-03-27
CSA Staff Notice 25-313: 2024 Annual Activities Report on the Oversight of CIRO and CIPF
The Canadian Securities Administrators issued this report detailing its 2024 oversight activities regarding the Canadian Investment Regulatory Organization and the Canadian Investor Protection Fund. Key regulatory focus areas included the consolidation of CIRO rules, the implementation of an integrated fee model, and the exploration of delegating registration authority to CIRO. The document also highlights ongoing post-amalgamation initiatives such as directed commissions, dual registration policies, and modernization of the arbitration and proficiency regimes.
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