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2023-06-15

Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations

The Canadian Securities Administrators issued this regulation to amend Regulation 31-103 regarding registrant obligations. The amendments involve striking out the definition of Canadian financial institution, removing a specific subparagraph from section 8.19, and updating a reference in Form 31-103F1. These changes officially come into force on September 13, 2023.

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Autorite des marches financiers Quebec

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REGULATION TO AMEND REGULATION 31-103 RESPECTING REGISTRATION REQUIREMENTS, EXEMPTIONS AND ONGOING REGISTRANT OBLIGATIONS Securities Act (chapter V-1.1, s. 331.1, par. (11) and (34))

  1. Section 1.1 of Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations (chapter V-1.1, r. 10) is amended by striking out the definition of “Canadian financial institution”.
  2. Section 8.19 of the Regulation is amended by striking out, in subparagraph (a) of paragraph (2), subparagraph (iii).
  3. Form 31-103F1 of the Regulation is amended by replacing “CICA Handbook”, in the notes pertaining to line 5, by “Handbook”.
  4. This Regulation comes into force on 13 September 2023.
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