Regulatory Alerts2022-01-05
Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
Securities regulators issued Regulation 81-101 to establish standardized disclosure requirements for mutual fund prospectuses, annual information forms, and fund facts documents. The regulation mandates that mutual funds file simplified prospectuses and related documents in prescribed formats while defining key terms such as automatic switches and educational material. It further outlines specific procedures for filing amendments, delivering supporting documents, and handling material changes to ensure consistent investor protection across jurisdictions.
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