Regulatory Alerts2026-01-16
Revised Minimum Capital (MC) for Regulated Capital Market Entities
The Securities and Exchange Commission has issued a comprehensive revision of minimum capital requirements for all regulated capital market entities to strengthen market resilience and align capital adequacy with current risk profiles. Affected entities must fully comply with these updated financial requirements by June 30, 2027, or face potential regulatory sanctions including suspension or registration withdrawal. The Commission may grant transitional arrangements on a case-by-case basis and will provide further guidance on compliance and verification procedures.
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