Regulatory Alerts2023-09-04
Thematic reviews
The regulator conducts thematic reviews on risk, governance, and compliance across banks, insurers, and other financial entities to maintain a sound financial system. These reviews utilize desktop analysis, on-site visits, and interviews to generate recommendations for improving industry practices and informing future policy development. The regulator publishes reports for each review and ensures follow-up engagement with participating entities to address identified issues.
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Cross-sector collaboration
We regularly undertake thematic reviews on risk, governance and compliance of banks and insurers we supervise. We also carry out thematic reviews on other topics related to our core mandate of maintaining a sound and efficient financial system.
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Our Thematics team conducts the reviews using in-depth desktop analysis, on-site visits and interviews. The reviews may result in:
recommendations to industry to improve risk management and governance
input into our future policy development and reviews
more intensive supervisory engagement or action.
At the end of each review, we publish a report, and our supervisors follow up on any recommendations made in the review report with participating entities and the relevant industry as a whole.
Industry thematic reviews
General insurer risk governance review
Banks and non-bank deposit takers
Thematic reviews within the banking and non-bank deposit takers sector.
Insurance
Thematic reviews within the insurance sector.
Cross sector
Thematic reviews that go across sectors.