Regulatory Alerts2012-02-08 | RG-156RG 156 Advertising of debentures and notes to retail investors
The regulator issued this guide to establish advertising standards for issuers and publishers of mortgage debentures, debentures, secured notes, and unsecured notes targeting retail investors. It defines the specific expectations for handling telephone inquiries regarding these products, including rollover discussions. The document also references RG 69 regarding improved disclosure requirements for retail investors.
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