Regulatory Alerts2019-05-02
Draft Regulation 13-103 respecting System Replacement
Securities regulators have issued Draft Regulation 13-103 to mandate the use of a new electronic transmission system, replacing the former SEDAR platform for filing and delivering documents. The regulation establishes requirements for user profiles, electronic fee payments, and specific exemptions for documents related to hearings, investigations, or certain continuous disclosure obligations. It also provides a temporary hardship exemption for technical failures and repeals the previous Regulation 13-101 respecting System for Electronic Document Analysis and Retrieval.
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