Regulation 13-102 Respecting System Fees

Regulation 13-102 November 28, 2025 Page 1 Last Amendment in force on November 28, 2025 This document has official status chapter V-1.1, r. 2.2 REGULATION 13-102 RESPECTING SYSTEM FEES Securities Act (chapter V-1.1, s. 331, 1st par., subpar. (9) and (12)) Definitions

1. (1) In this Regulation, “annual information form” means (a) an “AIF” as defined by Regulation 51-102 respecting Continuous Disclosure Obligations (chapter V-1.1, r. 24), or (b) an annual information form referred to in Part 9 of Regulation 81-106 respecting Investment Fund Continuous Disclosure (chapter V-1.1, r. 42); “principal regulator” means the principal regulator determined under section 5 of Regulation 13-103 respecting the System for Electronic Data Analysis and Retrieval + (SEDAR +) (chapter V-1.1, r. 2.3); “shelf prospectus” means a prospectus filed under Regulation 44-102 respecting Shelf Distributions (chapter V-1.1, r. 17); “system fee” means a fee set out in Appendix A or B; “WKSI base shelf prospectus” means a base shelf prospectus filed under Part 9B of Regulation 44-102 respecting Shelf Distributions, as enacted by section 4 of the Regulation to amend Regulation 44-102 respecting Shelf Distributions, approved by order number V-1.1-2025-17 of the Minister of Finance dated 20 October 2025. (2) In this Regulation, a term referred to in Column 1 of the following table has the meaning ascribed to it in the Regulation referred to in Column 2 opposite that term: Column 1 Defined Term Column 2 Regulation CPC instrument Regulation 45-106 respecting Prospectus Exemptions (chapter V-1.1, r. 21) document Regulation 13-103 respecting the System for Electronic Data Analysis and Retrieval + (SEDAR +)

Regulation 13-102 November 28, 2025 Page 2 long form prospectus Regulation 41-101 respecting General Prospectus Requirements (chapter V-1.1, r. 14) preliminary MJDS prospectus National Instrument 71-101, The Multijurisdictional Disclosure System (chapter V-1.1, r. 36) rights offering circular Section 2.1 of Regulation 45-106 respecting Prospectus Exemptions SEDAR + Regulation 13-103 respecting the System for Electronic Data Analysis and Retrieval + (SEDAR +) short form prospectus Regulation 41-101 respecting General Prospectus Requirements sponsoring firm Regulation 33-109 respecting Registration Information (chapter V-1.1, r. 12) O.C.871-2023, s. 1; O.C. 1281-2025, s. 1. Inconsistency with other regulations 2. If there is any conflict or inconsistency between this Regulation and Regulation 13-103 respecting the System for Electronic Data Analysis and Retrieval + (SEDAR +) (chapter V-1.1, r. 2.3), this Regulation prevails. O.C.871-2023, s. 2. System fees for transmission 3. (1) If a person described in Column A of Appendix A transmits a filing of a type described in Column B of the Appendix, the person must pay to the person’s principal regulator the system fee specified in Column C of the Appendix for the filing for the reference period corresponding to the date of transmission of the filing. (2) Subsection (1) does not apply unless the securities regulatory authority in the local jurisdiction is the person’s principal regulator O.C.871-2023, s. 3; O.C. 1281-2025, s. 2. Annual registrant system fee 4. On December 31 of each year, a sponsoring firm must, for each individual registrant of the sponsoring firm, pay the system fee specified in Column C of Appendix B, for the reference period including that date, to the securities regulatory authority if the securities regulatory authority in the local jurisdiction is the individual registrant’s principal regulator on that date. O.C.871-2023, s. 4; O.C. 1281-2025, s. 3.

Regulation 13-102 November 28, 2025 Page 3 Means of payment 5. A person required to pay a system fee must pay the fee through SEDAR +. O.C.871-2023, s. 5. Exemption 6. (1) The regulator, except in Québec, or the securities regulatory authority may grant an exemption from this Regulation, in whole or in part, subject to such conditions or restrictions as may be imposed in the exemption. (2) Despite subsection (1), in Ontario, only the regulator may grant such an exemption. (3) Except in Alberta and Ontario, an exemption referred to in subsection (1) is granted under the statute referred to in Appendix B of Regulation 14-101 respecting Definitions (chapter V-1.1, r. 3), opposite the name of the local jurisdiction. O.C.871-2023, s. 6. Transition 7. (1) Despite section 5, a person required to pay a system fee under Item 1 of Appendix A or under Appendix B must pay the fee through NRD, as defined in Regulation 31-102 respecting National Registration Database (chapter V-1.1, r. 9), until Regulation 13-103 respecting the System for Electronic Data Analysis and Retrieval + (SEDAR +) (chapter V-1.1, r. 2.3), requires that the person transmit, through SEDAR +, a filing of a type described in Item 1 of Appendix A or in Appendix B. (2) Despite section 3, a person is not required to pay a system fee under Item 2 of Appendix A until Regulation 13-103 respecting the System for Electronic Data Analysis and Retrieval + (SEDAR +) requires that the person transmit, through SEDAR +, a filing of a type described in Item 2 of Appendix A. O.C.871-2023, s. 7. Repeal 8. Regulation 13-102 respecting System Fees for SEDAR and NRD (chapter V-1.1, r. 2.1) is repealed. O.C.871-2023, s. 8. Effective date 9. (Omitted). O.C.871-2023, s. 9.

Regulation 13-102 November 28, 2025 Page 4 APPENDIX A SYSTEM FEES In this Appendix, “application” means a request transmitted through SEDAR+ for a decision of the regulator, except in Québec, or securities regulatory authority but, for greater certainty, does not include a pre￾filing; “pre-filing” means a request to consult with the principal regulator regarding the application of securities legislation or securities directions generally or the application of securities legislation or a direction to a particular transaction or matter or proposed transaction or matter. Item Column A Column B Column C Person required to file Filing type Reference periods and system fee payable From 11/28/2025 to 11/29/2026 From 11/30/2026 to 11/29/2027 From 11/30/2027 to 11/29/2028 From 11/30/2028 to 11/29/2029 After 11/29/2029 1 Sponsoring firm – in respect of an individual registrant Application for registration or reactivation of registration $138 $143 $148 $153 $158 2 International dealer or international adviser Annual notice of reliance on exemption from dealer registration requirement or adviser registration requirement $560 $577 $595 $613 $632 3 Investment fund that is a reporting issuer Annual financial statements $840 $866 $892 $919 $947 4 Investment fund Preliminary, pro forma, or combined preliminary and pro forma long form prospectus $3520, regardless of whether the applicable long form prospectus relates to the distribution of the securities of one or more than one investment fund $3626, regardless of whether the applicable long form prospectus relates to the distribution of the securities of one or more than one investment fund $3735, regardless of whether the applicable long form prospectus relates to the distribution of the securities of one or more than one investment fund $3848, regardless of whether the applicable long form prospectus relates to the distribution of the securities of one or more than one investment fund $3964, regardless of whether the applicable long form prospectus relates to the distribution of the securities of one or more than one investment fund

Regulation 13-102 November 28, 2025 Page 5 Item Column A Column B Column C Person required to file Filing type Reference periods and system fee payable From 11/28/2025 to 11/29/2026 From 11/30/2026 to 11/29/2027 From 11/30/2027 to 11/29/2028 From 11/30/2028 to 11/29/2029 After 11/29/2029 Preliminary, pro forma, or combined preliminary and pro forma simplified prospectus $3520, regardless of whether the applicable simplified prospectus relates to the distribution of the securities of one or more than one investment fund $3626, regardless of whether the applicable simplified prospectus relates to the distribution of the securities of one or more than one investment fund $3735, regardless of whether the applicable simplified prospectus relates to the distribution of the securities of one or more than one investment fund $3848, regardless of whether the applicable simplified prospectus relates to the distribution of the securities of one or more than one investment fund $3964, regardless of whether the applicable simplified prospectus relates to the distribution of the securities of one or more than one investment fund 5 Reporting issuer other than an investment fund Annual financial statements $1224 $1261 $1299 $1338 $1379 6 Reporting issuer, other than an investment fund, that is not a short form prospectus issuer Annual information form $688 $709 $731 $753 $776 7 Investment fund that is not a short form prospectus issuer Annual information form $688 $709 $731 $753 $776 8 Reporting issuer that is a short form prospectus issuer Annual information form $4048 $4170 $4296 $4425 $4558 9 Issuer other than an investment fund Preliminary long form prospectus Preliminary prospectus governed by a CPC instrument $1520 $1566 $1613 $1662 $1712 Preliminary short form prospectus, preliminary shelf prospectus or $2400 $2472 $2547 $2624 $2703

Regulation 13-102 November 28, 2025 Page 6 Item Column A Column B Column C Person required to file Filing type Reference periods and system fee payable From 11/28/2025 to 11/29/2026 From 11/30/2026 to 11/29/2027 From 11/30/2027 to 11/29/2028 From 11/30/2028 to 11/29/2029 After 11/29/2029 preliminary MJDS prospectus WKSI base shelf prospectus $2400 $2472 $2547 $2624 $2703 10 All filers Issuer bid circular filed under Part 2 of Regulation 62- 104 respecting Take-Over Bids and Issuer Bids (chapter V-1.1, r. 35) or take-over bid circular filed under Part 2 of Regulation 62- 104 respecting Take-Over Bids and Issuer Bids $560 $577 $595 $613 $632 11 Issuer, other than an investment fund Rights offering circular $2400 $2472 $2547 $2624 $2703 12 All filers Report of exempt distribution $64 $66 $68 $71 $74 13 All filers Pre-filing that is transmitted through SEDAR+ $560 $577 $595 $613 $632 14 All filers Application that is required to be transmitted through SEDAR+ under Regulation 13-103 respecting System for Electronic Data Analysis and Retrieval + (SEDAR+) (chapter V-1.1, r. 2.3),

Regulation 13-102 November 28, 2025 Page 7 Item Column A Column B Column C Person required to file Filing type Reference periods and system fee payable From 11/28/2025 to 11/29/2026 From 11/30/2026 to 11/29/2027 From 11/30/2027 to 11/29/2028 From 11/30/2028 to 11/29/2029 After 11/29/2029 (a) if a pre-filing referred to in Item 13 was previously transmitted in respect of the application, and $0 (b) in any other case $560 $577 $595 $613 $632 O.C.871-2023, App. A; O.C. 1281-2025, s. 4.

Regulation 13-102 November 28, 2025 Page 8 APPENDIX B SYSTEM FEES Column A Column B Column C Person required to file Filing type Reference periods and system fee payable From 11/28/2025 to 11/29/2026 From 11/30/2026 to 11/29/2027 From 11/30/2027 to 11/29/2028 From 11/30/2028 to 11/29/2029 After 11/29/2029 Sponsoring firm – in respect of each individual registrant sponsored by the firm Annual registration renewal $138 $143 $148 $153 $158 O.C.871-2023, App. B; O.C. 1281-2025, s. 4. Decision 2023-PDG-0009, 2023-03-09 Bulletin de l’Autorité: 2023-06-01, Vol. 20, n° 21 O.C. 871-2023, 2023 G.O. 2, 995 Décision 2025-PDG-0030, 2025-05-06 Bulletin de l’Autorité : 2025-11-06, Vol. 22 n° 44 O.C. 1281-2025, 2025 G.O. 2, 3700