Regulatory Alerts2019-05-02
Draft Amendments to Policy Statement 11-206 respecting Process for Cease to be a Reporting Issuer Applications
Canadian securities regulators amended Policy Statement 11-206 to align the cease-to-be-a-reporting-issuer application process with the phased implementation of the Renewed System. The amendments mandate electronic transmission of documents to regulators outside Québec via the Renewed System and update filing instructions to specify submission to the principal regulator and the Ontario Securities Commission. Additionally, the regulators removed outdated references to pre-filing letters and repealed sections to streamline the regulatory framework.
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