Regulatory Alerts2023-06-09
Regulation 55-104 Respecting Insider Reporting Requirements and Exemptions
Issued under the Securities Act, this regulation establishes the definitions and reporting obligations for insiders of reporting issuers. It mandates that reporting insiders file an initial disclosure within 10 days of their status and subsequent reports within 5 days of any changes in beneficial ownership or control. The rules further require the disclosure of agreements altering economic exposure and specific transactions involving convertible or exchangeable securities.
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