Regulatory Alerts2019-05-13
Special Training for Interested Sponsored Individuals and Other Capital Market Practitioners
The Securities and Exchange Commission mandates special training for capital market operators, specifically targeting interested sponsored individuals and other practitioners. This directive requires all affected market participants to complete the designated program to maintain regulatory compliance and operational eligibility. The scheduled sessions will cover updated market standards, ensuring practitioners meet current competency requirements.
The Securities and Exchange Commission hereby notifies all capital market operators of the special training for interested sponsored individuals and other capital market practitioners. The training is scheduled as follows:
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