2023-06-01
Amendment to Policy Statement to Regulation 44-103 Respecting Post-Receipt Pricing
The securities regulators amended the Policy Statement to Regulation 44-103 to incorporate electronic transmission requirements via SEDAR+. The update mandates that documents required or permitted to be provided to regulators, excluding those in Québec, must be submitted electronically through the SEDAR+ system. This change aligns the policy with the phased implementation of SEDAR+ as outlined in Regulation 13-103.

AMENDMENTS TO POLICY STATEMENT TO REGULATION 44-103 RESPECTING
POST-RECEIPT PRICING
- Policy Statement to Regulation 44-103 respecting Post-Receipt Pricing is amended by
inserting, after section 1.3, the following:
“1.4. Electronic transmission
Regulation 13-103 respecting System for Electronic Data Analysis and
Retrieval + (SEDAR+) (insert reference) prescribes that each document that is required or
permitted to be provided to a regulator, except in Québec, or securities regulatory authority
must be transmitted to the regulator, except in Québec, or securities regulatory authority
electronically through the System for Electronic Data Analysis and Retrieval + (SEDAR+).
The reference to a document includes any report, form, application, information,
material and notice, as well as a copy thereof, and applies to documents that are required or
permitted to be filed or deposited with, or delivered, furnished, sent, provided, submitted or
otherwise transmitted to, a regulator, except in Québec, or securities regulatory authority.
To reflect the phased implementation of SEDAR+, the Appendix of Regulation
13-103 respecting System for Electronic Data Analysis and Retrieval + (SEDAR+) sets out
securities legislation under which documents are excluded from being filed or delivered in
SEDAR+.
Regulation 13-103 respecting System for Electronic Data Analysis and
Retrieval + (SEDAR+) should be consulted when providing any document to a regulator,
except in Québec, or securities regulatory authority under the Regulation and this Policy
Statement.”.