Regulatory Alerts2024-11-21
Draft Regulation to amend Regulation 13-102 respecting System Fees
The securities regulators amend Regulation 13-102 respecting System Fees to update the fee schedules for various securities filings and applications. The revised Appendices A and B establish specific system fees payable to principal regulators for filing types such as registration applications, prospectuses, and annual financial statements across reference periods starting November 30, 2025. These changes implement adjusted fee amounts for entities including sponsoring firms, investment funds, and reporting issuers to reflect updated cost structures.
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