Regulatory Alerts2021-05-20
Draft Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
The securities regulators amended Policy Statement to Regulation 45-106 to clarify prospectus exemption requirements for qualifying issuers. The changes update Form 45-106F3 to specify that issuers must incorporate by reference their annual disclosure statement, financial statements, MD&A, and AIF. Additionally, the French text of Section 4.7 was corrected to replace the term for asset-backed securities with the appropriate terminology.
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