Regulatory Alerts2021-10-07
Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
The regulator amends Regulation 13-101 by deleting references to the Annual Information Form under the Securities Offerings section of Appendix A. Investment funds are granted a transition period allowing them to comply with the pre-amendment versions of Regulation 13-101 and Regulation 81-101 until September 6, 2022. The regulation generally comes into force on January 6, 2022, with a specific provision for Saskatchewan where it takes effect upon filing with the Registrar of Regulations if filed after that date.
REGULATION TO AMEND REGULATION 13-101 RESPECTING THE SYSTEM FOR ELECTRONIC DOCUMENT ANALYSIS AND RETRIEVAL (SEDAR) Securities Act (chapter V-1.1, s. 331.1, par. (1))
- Appendix A of Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR) (chapter V-1.1, r. 2) is amended by deleting, wherever they appear under the title “Securities Offerings”, the words “, Annual Information Form”.
- Transition Before 6 September 2022, an investment fund is not required to comply with the Regulation, as amended by this Regulation, if the investment fund complies with the following: a) the Regulation, as it was in force on 5 January 2022, and b) Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (chapter V-1.1, r. 38), as it was in force on 5 January 2022.
- Effective Date (1) This Regulation comes into force on 6 January 2022. (2) In Saskatchewan, despite paragraph (1), if this Regulation is filed with the Registrar of Regulations after 6 January 2022, this Regulation comes into force on the day on which it is filed with the Registrar of Regulations.
Share