Regulatory Alerts2020-11-10
Pre-Notice on Cancellation/Withdrawal of Certificates of Registration of Inactive Capital Market Operators
The Nigerian Securities and Exchange Commission issued a pre-notice affecting 157 Capital Market Operators whose registrations face cancellation or withdrawal due to unfiled statutory returns, eroded capital, or policy changes. Affected operators must submit written presentations justifying the retention of their licenses by 30 November 2020. Required submissions include hard copies delivered to the Commission’s head office and soft copies emailed to designated regulatory addresses.
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