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2019-05-02

Amendments to Policy Statement to Regulation 11-102 Respecting Passport System

The Canadian securities regulators issued amendments to the Policy Statement for Regulation 11-102 governing the Passport System. These updates delete specific definitions and SEDAR-related procedural language, while repealing sections 3.5, 4.5, 4C.5, and Appendix A to modernize the framework. The revisions eliminate legacy technical references, ensuring compliance procedures align with current electronic filing systems and recent system replacements.

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Canada

Autorite des marches financiers Quebec

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AMENDMENTS TO POLICY STATEMENT TO REGULATION 11-102 RESPECTING PASSPORT SYSTEM

  1. Section 1.1 of Policy Statement to Regulation 11-102 respecting Passport System is amended by deleting the definition of the expression “Regulation 11-101”.
  2. Section 1.3 of the Policy Statement is amended by deleting, in paragraph (3), the words “through SEDAR”.
  3. Section 3.3 of the Policy Statement is amended by deleting the words “on SEDAR” and “by sending a refusal letter through SEDAR”.
  4. Sections 3.5, 4.5 and 4C.5 of the Policy Statement are repealed.
  5. Appendix A of the Policy Statement is repealed.
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