Regulatory Alerts2026-04-28
CSA Oversight Review Report of the Canadian Investor Protection Fund
The Canadian Securities Administrators issued an annual risk-based oversight review of the Canadian Investor Protection Fund covering corporate governance and financial functions. Regulators identified a low-priority finding that CIPF lacks complete written procedures for changes to its Assessment Policies, resulting in two instances of non-compliance with the 60-day notification requirement. CIPF has acknowledged the finding and committed to developing specific procedures to ensure future compliance with Board review and notification mandates.
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