Regulatory Alerts2020-11-10 | 2020-22874Compliance Requirements for Commodity Pool Operators on Form CPO-PQR
The Commodity Futures Trading Commission adopted amendments to Form CPO-PQR to eliminate Schedules B and C, retain the Pool Schedule of Investments, and require quarterly filings from all reporting commodity pool operators. The rule introduces Legal Entity Identifier requirements, deletes questions regarding auditors and marketers, and permits filers to submit the National Futures Association's Form PQR in lieu of the Commission's revised form. The final rule became effective on December 10, 2020, with the first quarterly filing due by May 30, 2021.
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