Regulatory Alerts2023-06-09
Policy Statement to Regulation 71-102 Respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
The provincial and territorial securities regulatory authorities issued this policy statement to interpret Regulation 71-102, which grants continuous disclosure exemptions to SEC and designated foreign issuers. The document clarifies definitions for foreign reporting issuers, mandates electronic filing via SEDAR+, and specifies that relief does not extend to resource sector standards or certain corporate action notices. It further details the relationship with National Instrument 71-101 and outlines conditions for maintaining prior exemptions and utilizing electronic delivery methods.
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