Regulatory Alerts2021-12-16
Regulation to Amend Regulation 33-109 Respecting Registration Information
Canadian securities regulators amended Regulation 33-109 to modernize registration information requirements, clarify outside activity reporting, and update filing deadlines. The changes extend notification periods for changes to registration information from 10 to 15 days and introduce a 30-day window for specific material updates. Additionally, the amendments establish new obligations for updating the National Registration Database and allow firms to delegate certain notification duties to authorized affiliates.
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