Regulatory Alerts2023-09-13
Regulation 14-101 Respecting Definitions
Issued by Canadian securities regulatory authorities, this regulation establishes standardized definitions and interpretation rules for terms used across provincial and territorial securities legislation. It incorporates definitions from local statutes and specifies meanings for key concepts such as Canadian financial institutions, insider reporting requirements, and various registration obligations. The document also includes appendices identifying applicable securities directions, legislation, regulatory authorities, and specific regulators for each Canadian jurisdiction.
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