Regulatory Alerts2025-06-30 | RG-132RG 132 Funds management: Compliance and oversight
The Australian Securities and Investments Commission issued RG 132 to provide guidance on compliance and oversight obligations for responsible entities, corporate directors of retail and wholesale CCIVs, and Australian passport fund operators. The document also addresses relevant requirements for wholesale scheme operators, IDPS operators, and MDA providers, while noting aspects applicable to oversight bodies such as compliance committees and auditors. These entities must adhere to the specified standards under the Corporations Act and other legal obligations to ensure proper governance and regulatory compliance.
Share