Regulatory Alerts2025-09-11 | 2025-17555Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Withdrawal of Proposed Regulatory Action
The Commodity Futures Trading Commission formally withdraws its January 2024 proposed rulemaking that would have mandated operational resilience frameworks, including information security, third-party management, and business continuity plans, for futures commission merchants, swap dealers, and major swap participants. The agency determined that finalizing the proposal is unnecessary because many affected entities already operate within banking organizations subject to comprehensive domestic and foreign operational resilience regulations. The withdrawal takes effect on September 8, 2025, and the Commission will issue new proposed rules if it decides to pursue regulatory action in this area in the future.
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