Regulatory Alerts2021-05-19
Regulation 41-101 respecting General Prospectus Requirements
The Quebec securities regulator issued Regulation 41-101 to establish the legal framework for general prospectus requirements under the Securities Act. The document defines key terminology and classifications for securities offerings, including specific criteria for junior issuers, investment funds, and restricted securities. It also outlines the structural requirements for various prospectus forms and related disclosure documents used in capital markets distributions.
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