Regulatory Alerts2024-01-24
Consent Agreement and Order: Maxie Joel Wozniak
The Pennsylvania Department of Banking and Securities issued a Consent Agreement and Order against Maxie Joel Wozniak for violating the Consumer Credit Code by failing to maintain a written information security program as required by the Gramm-Leach-Bliley Act. The settlement requires the licensee to pay a $500 fine within thirty days and to immediately implement and maintain a compliant information security program. By entering this agreement, Maxie Joel Wozniak waives its right to a hearing or appeal while acknowledging that the Department retains authority for future enforcement actions regarding unresolved matters.
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