Regulatory Alerts2026-06-04
Regulation to Amend the Securities Regulation
The Autorité des marchés financiers, approved by the Quebec Government via Order in Council 793-2026, has updated the Securities Regulation to revise fee structures and administrative penalties for market participants. The amendment replaces numerous fixed dollar amounts with updated rates, introduces tiered market-share-based fees for recognized stock exchanges, and establishes new charges for pre-filings, inspections, investigations, and prospectus filing penalties. These revised fee schedules and penalty provisions apply to dealers, advisers, investment funds, and issuers, taking effect on 22 June 2026.
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