Regulatory Alerts2026-06-01
CMF Proposes Norms on Information Submission for Securities Intermediaries and Product Exchange Brokers
The Chilean Financial Market Commission (CMF) has published two regulatory proposals requiring securities intermediaries and product exchange brokers to submit monthly and daily information regarding their business volume classification and compliance with net worth, guarantees, liquidity, and debt requirements. These submissions are essential for applying proportionality criteria under General Norms N°510, N°528, and N°562, with the business volume classification rules taking effect on September 1, 2026, and the N°562 supervision rules effective from March 1, 2027. The public consultation period for these proposals remains open until June 26, 2026.
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