CSA Staff Notice 11-341: Withdrawal of Staff Notices

CSA Staff Notice 11-341 Withdrawal of Staff Notices March 7, 2019 This notice formally withdraws a number of CSA staff notices. In general, the withdrawn material will remain available for historical research purposes on the CSA members’ websites that permit comprehensive access to CSA notices. Staff of the members of the CSA have reviewed a number of CSA staff notices. They have determined that some are outdated, no longer relevant or no longer required. The following CSA staff notices are therefore withdrawn, in the applicable CSA jurisdictions in which they have not already been withdrawn, effective immediately. CSA Staff Notices 11-319 Extension of Consultation Period - Consultation Paper 25-401: Potential Regulation of Proxy Advisory Firms 11-322 Extension of Consultation Period – Draft Regulation to Amend Regulation 62-104 respecting Take-Over Bids and Issuer Bids and Draft Regulation to Amend Regulation 62-103 respecting Early Warning System and Related Take-Over Bid and Insider Reporting Issues; Draft Amendments to Policy Statement 62-203 respecting Take-Over Bids and Issuer Bids; Draft Regulation 62-105 Respecting Security Holder Rights Plans; Draft Policy Statement to Regulation 62-105 Respecting Security Holder Rights Plans 11-327 Extension of Consultation Period - Draft Notice 25-201 relating to Guidance for Proxy Advisory Firms 21-304 Request for Filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors 21-306 Notice of Filing of Forms 21-101F5 Initial Operation Report for Information Processor – Extension of comment period 23-301 Electronic Audit Trails 23-302 Electronic Audit Trail Initiative (TREATS) 23-304 Status of the Transaction Reporting and Electronic Audit Trail System (TREATS) 23-306 Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)

• 2 - 31-339 Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations 31-341 Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations 33-305 Sale of Insurance Products by Dually Employed Salespersons 45-311 Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Business 45-320 Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution 81-320 Update on International Financial Reporting Standards for Investment Funds 81-325 Status Report on Consultation under CSA Notice 81-324 and Request for Comment on Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts 81-326 Update on an Alternative Funds Framework for Investment Funds Questions Please refer your questions to any of the following people: Sylvia Pateras Autorité des marchés financiers Tel: 514 395-0337, extension 2536 sylvia.pateras@lautorite.qc.ca Gordon Smith British Columbia Securities Commission Tel: 604 899-6656 GSmith@bcsc.bc.ca Chris Besko The Manitoba Securities Commission Tel: 204 945-2561 Chris.Besko@gov.mb.ca Samir Sabharwa Alberta Securities Commission Tel: 403 297-7389 samir.sabharwal@asc.ca Sonne Udemgba Financial and Consumer Affairs Authority of Saskatchewan Tel: 306 787-5879 sonne.udemgba@gov.sk.ca Simon Thompson Ontario Securities Commission Tel: 416 593-8261 sthompson@osc.gov.on.ca

• 3 - Alicia W. F. Love Financial and Consumer Services Commission (New Brunswick) Tel: 506 658-2648 alicia.love@fcnb.ca Steven Dowling Securities Division, Prince Edward Island Tel: 902 368-4551 sddowling@gov.pe.ca Jeremy Walsh Office of the Superintendent of Securities Northwest Territories Tel: 867 767-9260, extension 82205 Jeremy_Walsh@gov.nt.ca Renee Dyer Office of the Superintendent of Securities, Service NL Tel: 709 729-4909 reneedyer@gov.nl.ca H. Jane Anderson Nova Scotia Securities Commission Tel: 902 424-0179 Jane.Anderson@novascotia.ca Rhonda Horte Office of the Yukon Superintendent of Securities Tel: 867 667-5466 rhonda.horte@gov.yk.ca Jeff Mason Office of Superintendent of Securities, Nunavut Tel: 867 767-9260, ext. 82205 jmason@gov.nu.ca