Regulatory Alerts2020-08-27
Amendments to Policy Statement to Regulation 21-101 Respecting Marketplace Operation
The Canadian securities regulatory authorities amended Policy Statement to Regulation 21-101 to streamline reporting requirements and clarify operational standards for marketplaces. The updates extend the filing deadline for certain documents from 7 to 15 business days and mandate specific financial reporting disclosures, including IFRS compliance statements. Additionally, the policy reinforces requirements for internal IT controls, material incident notification, and annual independent systems reviews to ensure robust risk management and cyber resilience.
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