Regulatory Alerts2016-03-11 | 2016-05577Corrections to Title 17 of the Code of Federal Regulations
The Commodity Futures Trading Commission and the Securities and Exchange Commission issued corrections to multiple sections of Title 17 of the Code of Federal Regulations. The CFTC amendments revise guarantee agreement procedures for introducing brokers and clarify the duration of registration for various market participants. The SEC corrections update an internal office title, fix duplicated and omitted footnotes, and correct a typographical error in a prior rulemaking regarding security-based swap transactions.
Share