Regulatory Alerts2022-04-22
Compliance with EBA Guidelines on internal governance of investment firms (EBA/GL/2021/14)
The Prudential Supervision and Resolution Authority (ACPR) has declared compliance with the European Banking Authority's guidelines on the internal governance of investment firms. These guidelines apply to investment firms subject to ACPR control under Directive (EU) 2019/2034 as of April 30, 2022. The firms are required to take all necessary measures to ensure adherence to these guidelines in accordance with Regulation (EU) No 1093/2010.
OPINION Compliance with the Guidelines of the European Banking Authority on the internal governance of investment firms (EBA/GL/2021/14) The Prudential Supervision and Resolution Authority (ACPR) has declared compliance with the Guidelines of the European Banking Authority (EBA/GL/2021/14) on the internal governance under Directive (EU) 2019/2034. These Guidelines are applicable as of April 30, 2022, by investment firms subject to the control of the ACPR, to which Section 2 of Directive (EU) 2019/2034 applies, in accordance with Article 25 thereof. These investment firms must do everything in their power to comply with these Guidelines, in accordance with the provisions of Article 16 of Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing the European Banking Authority.