Regulatory Alerts2021-02-04
Draft Amendments to Policy Statement to Regulation 33-109 respecting Registration Information
Canadian securities regulators have issued draft amendments to Policy Statement 33-109 to modernize registration information requirements and clarify outside activity reporting standards. The changes introduce detailed criteria for reporting reportable outside activities across six categories and establish a 30-hour monthly threshold for specified activities that may interfere with registrable functions. Additionally, the amendments update filing deadlines, refine resignation and termination disclosure obligations, and adjust the notice periods for various registration changes submitted through the National Registration Depository.
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